Stifel Nicolaus Stock Losses

Stifel Nicolaus is a full-service broker-dealer based in St. Louis, MO with offices all over the country. 

 

If you have lost $100,000 or more investing with Stifel Nicolaus, call 1-800-934-2921 right now to protect your rights.

 

Stifel Nicolaus has been the subject of multiple regulatory inquiries, and include the following:

- SEC sued Stifel Nicolaus for improper investment sales to Wisconsin schools.

(http://sec.gov/litigation/complaints/2011/comp22064.pdf)

- Stifel Nicolaus fined for improper B share mutual fund sales

(https://www.finra.org/Newsroom/NewsReleases/2001/P010075)

- Stifel Nicolaus receives cease and desist order from Florida securities regulators relating to the firm’s Auction Rate Securities sales to Florida investors.

(http://www.bizjournals.com/southflorida/news/2012/04/25/florida-regulators-tell-stifel.html)

Stifel Nicolaus stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Stifel Nicolaus, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.