Morgan Stanley Smith Barney Stock Losses

Morgan Stanley Smith Barney (MSSB) is a full-service broker-dealer based in New York. After Morgan Stanley’s acquisition of Smith Barney, the firm has over 18,000 registered representatives working throughout the country. 

 

If you have lost $100,000 or more investing with Morgan Stanley Smith Barney, call 1-800-934-2921 right now to protect your rights.

 MSSB has been subject to regulatory inquiries by the SEC and FINRA, and include the following:

- Morgan Stanley fined by FINRA for excessive markups and commissions

http://www.finra.org/Newsroom/NewsReleases/2011/P125085

- Morgan Stanley fined by FINRA for improper supervision of leveraged and inverse ETF sales to investors.

http://www.businessweek.com/news/2012-05-01/finra-fines-citigroup-morgan-stanley-over-leveraged-etf-sales

- Morgan Stanley fined by the SEC for an improper fee arrangement involving a fund

http://economictimes.indiatimes.com/news/international-business/sec-fines-morgan-stanley-over-fee-arrangement/articleshow/10759331.cms

- SEC fined a Morgan Stanley manager for a bribery scheme involving investments in China

http://online.wsj.com/article/BT-CO-20120425-723700.html

- Morgan Stanley fined by FINRA for improper conflict of interest disclosures

http://www.finra.org/Newsroom/NewsReleases/2010/P121785

 

Morgan Stanley Smith Barney stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Morgan Stanley Smith Barney, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.