Wells Fargo Advisors Stock Losses

Wells Fargo Advisors is a broker-dealer based in St. Louis, MO, with over 15,000 registered representatives in offices around the country.

 

If you have lost $100,000 or more investing with Wells Fargo Advisors, call 1-800-934-2921 right now to protect your rights.

Many of the registered representatives came to the firm after Wells Fargo’s acquisition of Wachovia, which had acquired A.G. Edwards. Wells Fargo and its predecessors have been the subject of regulatory inquiries from the SEC and FINRA and include the following:

- Wells Fargo was fined $2.1 million by FINRA for inadequate supervision regarding the improper sale of leveraged and inverse ETF sales to its investors.

http://www.reuters.com/article/2012/05/01/us-finra-etffines-idUSBRE8400V020120501

- Wells Fargo fined $2million for reverse convertible sales to elderly investors.

http://www.bloomberg.com/news/2011-12-15/wells-fargo-fined-2-million-for-selling-structured-notes-to-80-year-olds.html

- Wells Fargo paid $148 million for bid rigging charges brought by the SEC against Wachovia

http://www.bloomberg.com/news/2011-12-08/wells-fargo-pays-148-million-to-settle-wachovia-muni-bid-rigging-charges.html

 

Wells Fargo Advisors stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Wells Fargo Advisors, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.