Royal Bank of Canada Stock Losses

Royal Bank of Canada, RBC, is a full-service Canadian broker-dealer with its U.S. headquarters located in Minnesota.

 

If you have lost $100,000 or more investing with Royal Bank of Canada, call 1-800-934-2921 right now to protect your rights.

RBC has been the subject of multiple regulatory inquiries from FINRA, the SEC, CFTC, and the former NASD, which include the following:

- The CFTC filed charges against RBC alleging that RBC engaged in wash trade scheme and withheld material information from a futures exchange.

http://www.cftc.gov/PressRoom/PressReleases/pr6223-12

- RBC was fined for the improper sale of reverse convertibles to retail investors

http://www.investmentnews.com/article/20101020/FREE/101029981

- RBC was fined by the SEC for improper use of bond proceeds

http://www.nytimes.com/2012/05/05/business/tighter-rules-are-issued-on-municipal-bond-deals.html

- RBC paid the SEC over $30 million to settle claims that it sold unsuitable investments to five Wisconsin school districts.

http://www.efinancialnews.com/story/2011-09-28/rbc-fine-cdo-sales-schools

- The NASD ordered RBC to rewrite its high-yield bond sales supervisory procedures.

https://www.finra.org/Newsroom/NewsReleases/2005/p015345

- RBC fined by FINRA for stock loan practices

http://www.onwallstreet.com/news/finra-fines-raymond-james-2662318-1.html?zkPrintable=true

 

Royal Bank of Canada stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Royal Bank of Canada, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.