Royal Bank of Canada Stock Losses

Royal Bank of Canada, RBC, is a full-service Canadian broker-dealer with its U.S. headquarters located in Minnesota.


If you have lost $100,000 or more investing with Royal Bank of Canada, call 1-800-934-2921 right now to protect your rights.

RBC has been the subject of multiple regulatory inquiries from FINRA, the SEC, CFTC, and the former NASD, which include the following:

- The CFTC filed charges against RBC alleging that RBC engaged in wash trade scheme and withheld material information from a futures exchange.

- RBC was fined for the improper sale of reverse convertibles to retail investors

- RBC was fined by the SEC for improper use of bond proceeds

- RBC paid the SEC over $30 million to settle claims that it sold unsuitable investments to five Wisconsin school districts.

- The NASD ordered RBC to rewrite its high-yield bond sales supervisory procedures.

- RBC fined by FINRA for stock loan practices


Royal Bank of Canada stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Royal Bank of Canada, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.