Merrill Lynch Stock Losses

 Merrill Lynch has traditionally been one of the largest broker-dealers. After the merger with Bank of America, the combined company has approximately 15,000 registered representatives managing over $2 trillion in client assets.  

If you have lost $100,000 or more investing with Merrill Lynch, call 1-800-934-2921 right now to protect your rights.

Merrill Lynch has also been the subject of multiple regulatory inquiries and fines, including but not limited to the following:

- Merrill Lynch was fined by the SEC for obstructing the government’s investigation into Merrill Lynch’s business practices after Merrill Lynch failed to timely produce certain email records.

http://registeredrep.com/news/sec-fines-merrill/

- Merrill Lynch was fined $10 million for overcharging its larger customers for trades.

http://seattletimes.nwsource.com/html/businesstechnology/2014036701_merrill26.html

- Merrill Lynch was fined by FINRA for allowing a registered representative to conducting a Ponzi scheme.

http://www.finra.org/Newsroom/NewsReleases/2011/P124572

- Merrill Lynch was fined by FINRA for omitting material information in the sale and underwriting of subprime mortgage investments.

http://www.finra.org/Newsroom/NewsReleases/2011/P123731

- Merrill Lynch was fined by FINRA for improperly filing claims in court instead of FINRA arbitrations against its registered representatives.

http://dealbook.nytimes.com/2012/01/25/merrill-lynch-fined-1-million-for-bonus-clawbacks/

 

Merrill Lynch stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Merrill Lynch, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.