Raymond James Financial Stock Losses

Raymond James Financial, based in St. Petersburg, Florida, is a full service broker-dealer with approximately 6500 registered representatives in over 2600 offices throughout the world. 

If you have lost $100,000 or more investing with Raymond James Financial, call 1-800-934-2921 right now to protect your rights.

Raymond James has been the subject of multiple regulatory inquiries from FINRA, the SEC, and the former NASD, which include the following:

- Raymond James was fined by FINRA and ordered to pay restitution to over 15,000 customers for overcharging commissions to its customers on low-priced stocks.


- Raymond James was fined by the NASD for lax supervision of over 1000 producing branch managers throughout the United States.


- Raymond James was fined $6.9 million for failing to supervise one of its registered representatives that participated in a Ponzi scheme that caused millions of dollars in losses for the victims.


- Raymond James received a cease and desist order from the SEC pertaining to the firm’s sale of Auction Rates Securities.



Raymond James Financial stock losses? Contact us to protect your rights.

If you have lost $100,000 or more investing with Raymond James Financial, you may have a claim for recovery. Complete the form on this page or call 1-800-934-2921 for a free no obligation consultation with a lawyer. We work on a contingency basis, so rest assured that there will never be an out of pocket expense to you.